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General Principles of Freeze Drying (The Lyophilization Process)

Freezing Temperature

In these examples, Point D on the curve, Fig 1 and Fig 2 represent the temperature of the complete freezing of the product. The establishment of this eutectic zone is very important. Between C and D, the concentration and consistency of the liquid phase is increased, and in the case of biological products, may produce a change in the bacteria as a result of the hyper concentration of the active ingredient, and the mechanical effect of the ice crystals.

During the sublimation phase, signs of melting appear in the product, which induces a temperature higher than that corresponding to the eutectic point. Temperature analysis permits determination of the onset of the fusion temperature. This acts as an indicator to help prevent “melt back”, or other such accidents during the course of freeze drying.

Generally, a structure of large crystals presents more difficulties with regard to freeze drying, in that a thick crust forms at the surface. The appearance of the freeze dried product is heterogeneous. This very often makes dissolution difficult.

A product structure of fine crystals freezes more easily. The freeze dried product has an amorphous appearance, and re-dissolves more quickly. Obtaining the desired crystalline structure is not always easy, as the formation of this type of crystal depends on several factors:

  • The nature of the product.
  • The processing.
  • Freezing speed.
  • Type of freezing.

Given the diverse range of products, which may be treated in the dryer, the desired freezing rate, and the type of final packaging that may used, the manufacturer must consider:

  • The quantity of product per container.
  • The form of the container.
  • The type of freezing.
  • And, plan for a freeze dryer that is flexible to these different demands.

Freeze Drying

Once the product is properly frozen, it must be sublimated (evaporated) at a low temperature under reduced pressure.
The ideal curve of lyophilization is depicted on Curve A of Fig. 3, with temperature displayed on the ordinand line, and time displayed on the abscissa.

With the product maintained at a constant temperature, it will be necessary to supply the energy of sublimation, a combination of the latent heat of fusion (which supplies the transformation of the liquid to the ice state) and the sublimation energy (about 700 calories per gram of ice evaporated). The ability of vapor release from the matrix is a function of molecular agitation inside the matrix.

Ideally, the temperature of the frozen product should be brought to the highest temperature compatible with the frozen condition, without exceeding it, which will lead to the irreparable production of “foam” (commonly known as melt back) and product deterioration. On the other hand, if the heat energy is insufficient, the product will sublime at too low a temperature (Curve E), and the length of the freeze drying cycle will become abnormally long.

After the disappearance of the final ice crystals, the temperature of the product rapidly increases, and must be maintained at the most maximum permissible temperature to liberate the lowest residual moisture embedded in the matrix (secondary drying). The liquid shelves on which the product is loaded transfer the required energy of sublimation. (Curves B, C, or D represent the heating rate)

A chilled surface known as the ice condenser collects the vapor from the evolving product. (Curve F) During lyophilization, the pressure in the drying chamber follows the fluctuations identified by Curves P or P1.

 

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